U.S. Supreme Court
NLRB v. WEINGARTEN, INC., 420 U.S. 251 (1975)
420 U.S. 251
NATIONAL LABOR RELATIONS BOARD v. J. WEINGARTEN, INC.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE
FIFTH CIRCUIT.
No. 73-1363.
Argued November 18, 1974.
Decided February 19, 1975.
During the course of an investigatory interview at
which an employee of respondent was being interrogated
by a representative of respondent about reported thefts
at respondent's store, the employee asked for but was
denied the presence at the interview of her union
representative. The union thereupon filed an unfair
labor practice charge with the National Labor Relations
Board (NLRB). In accordance with its construction in
Mobil Oil Corp., 196 N. L. R. B. 1052, enforcement
denied, 482 F.2d 842, and Quality Mfg. Co., 195 N. L. R.
B. 197, enforcement denied, 481 F.2d 1018, rev'd, post,
p. 276, the NLRB held that the employer had committed an
unfair labor practice and issued a cease-and-desist
order, which, however, the Court of Appeals subsequently
refused to enforce, concluding that an employee has no
"need" for union assistance at an investigatory
interview. Held: The employer violated 8 (a) (1) of the
National Labor Relations Act because it interfered with,
restrained, and coerced the individual right of an
employee, protected by 7, "to engage in . . . concerted
activities for . . . mutual aid or protection . . .,"
when it denied the employee's request for the presence
of her union representative at the investigatory
interview that the employee reasonably believed would
result in disciplinary action. Pp. 256-268.
(a) The NLRB's holding is a permissible construction
of "concerted activities for . . . mutual aid or
protection" by the agency charged by Congress with
enforcement of the Act. Pp. 260-264.
(b) The NLRB has the "special function of applying
the general provisions of the Act to the
complexities of industrial life," NLRB v. Erie
Resistor Corp.,
373 U.S. 221, 236 , and its special competence
in this field is the justification for the deference
accorded its determination. Pp. 264-267.
485 F.2d 1135, reversed and remanded.
[420 U.S.
251, 252]
BRENNAN, J., delivered the opinion of the Court, in
which DOUGLAS, WHITE, MARSHALL, BLACKMUN, and REHNQUIST,
JJ., joined. BURGER, C. J., filed a dissenting opinion,
post, p. 268. POWELL, J., filed a dissenting opinion, in
which STEWART, J., joined, post, p. 269.
Patrick Hardin argued the cause for petitioner. With
him on the brief were Solicitor General Bork, Peter G.
Nash, John S. Irving, Norton J. Come, and Linda Sher.
Neil Martin argued the cause and filed a brief for
respondent. *
[ Footnote * ] Jerry
Kronenberg and Milton Smith filed a brief for the
Chamber of Commerce of the United States as amicus
curiae urging affirmance.
MR. JUSTICE BRENNAN delivered the opinion of the
Court.
The National Labor Relations Board held in this case
that respondent employer's denial of an employee's
request that her union representative be present at an
investigatory interview which the employee reasonably
believed might result in disciplinary action constituted
an unfair labor practice in violation of 8 (a) (1) of
the National Labor Relations Act,
1 as amended, 61 Stat. 140,
because it interfered with, restrained, and coerced the
individual right of the employee, protected by 7 of the
Act, "to engage in . . . concerted activities for . . .
mutual aid or protection . . . ."
2 202 N. L. R. B. 446
(1973).
[420 U.S. 251, 253] The Court of Appeals
for the Fifth Circuit held that this was an
impermissible construction of 7 and refused to enforce
the Board's order that directed respondent to cease and
desist from requiring any employee to take part in an
investigatory interview without union representation if
the employee requests representation and reasonably
fears disciplinary action. 485 F.2d 1135 (1973).
3 We granted certiorari and
set the case for oral argument with No. 73-765, Garment
Workers v. Quality Mfg. Co., post, p. 276.
416 U.S. 969 (1974). We reverse.
[420 U.S.
251, 254]
I
Respondent operates a chain of some 100 retail stores
with lunch counters at some, and so-called lobby food
operations at others, dispensing food to take out or eat
on the premises. Respondent's sales personnel are
represented for collective-bargaining purposes by Retail
Clerks Union, Local 455. Leura Collins, one of the sales
personnel, worked at the lunch counter at Store No. 2
from 1961 to 1970 when she was transferred to the lobby
operation at Store No. 98. Respondent maintains a
companywide security department staffed by "Loss
Prevention Specialists" who work undercover in all
stores to guard against loss from shoplifting and
employee dishonesty. In June 1972, "Specialist" Hardy,
without the knowledge of the store manager, spent two
days observing the lobby operation at Store No. 98
investigating a report that Collins was taking money
from a cash register. When Hardy's surveillance of
Collins at work turned up no evidence to support the
report, Hardy disclosed his presence to the store
manager and reported that he could find nothing wrong.
The store manager then told him that a fellow lobby
employee of Collins had just reported that Collins had
purchased a box of chicken that sold for $2.98, but had
placed only $1 in the cash register. Collins was
summoned to an interview with Specialist Hardy and the
store manager, and Hardy questioned her. The Board found
that several times during the questioning she asked the
store manager to call the union shop steward or some
other union representative to the interview, and that
her requests were denied. Collins admitted that she had
purchased some chicken, a loaf of bread, and some cake
which she said she paid for and donated to her church
for a church dinner. She explained that she purchased
four pieces of chicken for which the price was $1, but
that because the lobby department
[420 U.S.
251, 255] was out of the small-size boxes
in which such purchases were usually packaged she put
the chicken into the larger box normally used for
packaging larger quantities. Specialist Hardy left the
interview to check Collins' explanation with the fellow
employee who had reported Collins. This employee
confirmed that the lobby department had run out of small
boxes and also said that she did not know how many
pieces of chicken Collins had put in the larger box.
Specialist Hardy returned to the interview, told Collins
that her explanation had checked out, that he was sorry
if he had inconvenienced her, and that the matter was
closed.
Collins thereupon burst into tears and blurted out
that the only thing she had ever gotten from the store
without paying for it was her free lunch. This
revelation surprised the store manager and Hardy
because, although free lunches had been provided at
Store No. 2 when Collins worked at the lunch counter
there, company policy was not to provide free lunches at
stores operating lobby departments. In consequence, the
store manager and Specialist Hardy closely interrogated
Collins about violations of the policy in the lobby
department at Store No. 98. Collins again asked that a
shop steward be called to the interview, but the store
manager denied her request. Based on her answers to his
questions, Specialist Hardy prepared a written statement
which included a computation that Collins owed the store
approximately $160 for lunches. Collins refused to sign
the statement. The Board found that Collins, as well as
most, if not all, employees in the lobby department of
Store No. 98, including the manager of that department,
took lunch from the lobby without paying for it,
apparently because no contrary policy was ever made
known to them. Indeed, when company headquarters advised
Specialist Hardy by telephone during the interview that
[420 U.S.
251, 256] headquarters itself was uncertain
whether the policy against providing free lunches at
lobby departments was in effect at Store No. 98, he
terminated his interrogation of Collins. The store
manager asked Collins not to discuss the matter with
anyone because he considered it a private matter between
her and the company, of no concern to others. Collins,
however, reported the details of the interview fully to
her shop steward and other union representatives, and
this unfair labor practice proceeding resulted.
4
II
The Board's construction that 7 creates a statutory
right in an employee to refuse to submit without union
representation to an interview which he reasonably fears
may result in his discipline was announced in its
decision and order of January 28, 1972, in Quality Mfg.
Co., 195 N. L. R. B. 197, considered in Garment Workers
v. Quality Mfg. Co., post, p. 276. In its opinions in
that case and in Mobil Oil Corp., 196 N. L. R. B. 1052,
decided May 12, 1972, three months later, the Board
shaped the contours and limits of the statutory right.
First, the right inheres in 7's guarantee of the
right of employees to act in concert for mutual aid and
protection. In Mobil Oil, the Board stated:
"An employee's right to union representation upon
request is based on Section 7 of the Act which
guarantees the right of employees to act in concert
for
[420 U.S. 251, 257] `mutual aid and
protection.' The denial of this right has a
reasonable tendency to interfere with, restrain, and
coerce employees in violation of Section 8 (a) (1)
of the Act. Thus, it is a serious violation of the
employee's individual right to engage in concerted
activity by seeking the assistance of his statutory
representative if the employer denies the employee's
request and compels the employee to appear
unassisted at an interview which may put his job
security in jeopardy. Such a dilution of the
employee's right to act collectively to protect his
job interests is, in our view, unwarranted
interference with his right to insist on concerted
protection, rather than individual self-protection,
against possible adverse employer action." Ibid.
Second, the right arises only in situations where the
employee requests representation. In other words, the
employee may forgo his guaranteed right and, if he
prefers, participate in an interview unaccompanied by
his union representative.
Third, the employee's right to request representation
as a condition of participation in an interview is
limited to situations where the employee reasonably
believes the investigation will result in disciplinary
action. 5 Thus the Board
stated in Quality:
"We would not apply the rule to such run-of-the-mill
[420
U.S. 251, 258] shop-floor conversations
as, for example, the giving of instructions or
training or needed corrections of work techniques.
In such cases there cannot normally be any
reasonable basis for an employee to fear that any
adverse impact may result from the interview, and
thus we would then see no reasonable basis for him
to seek the assistance of his representative." 195
N. L. R. B., at 199.
Fourth, exercise of the right may not interfere with
legitimate employer prerogatives. The employer has no
obligation to justify his refusal to allow union
representation, and despite refusal, the employer is
free to carry on his inquiry without interviewing the
employee, and thus leave to the employee the choice
between having an interview unaccompanied by his
representative, or having no interview and forgoing any
benefits that might be derived from one. As stated in
Mobil Oil:
"The employer may, if it wishes, advise the employee
that it will not proceed with the interview unless
the employee is willing to enter the interview
[420
U.S. 251, 259] unaccompanied by his
representative. The employee may then refrain from
participating in the interview, thereby protecting
his right to representation, but at the same time
relinquishing any benefit which might be derived
from the interview. The employer would then be free
to act on the basis of information obtained from
other sources." 196 N. L. R. B., at 1052.
The Board explained in Quality:
"This seems to us to be the only course consistent
with all of the provisions of our Act. It permits
the employer to reject a collective course in
situations such as investigative interviews where a
collective course is not required but protects the
employee's right to protection by his chosen agents.
Participation in the interview is then voluntary,
and, if the employee has reasonable ground to fear
that the interview will adversely affect his
continued employment, or even his working
conditions, he may choose to forego it unless he is
afforded the safeguard of his representative's
presence. He would then also forego whatever benefit
might come from the interview. And, in that event,
the employer would, of course, be free to act on the
basis of whatever information he had and without
such additional facts as might have been gleaned
through the interview." 195 N. L. R. B., at 198-199.
Fifth, the employer has no duty to bargain with any
union representative who may be permitted to attend the
investigatory interview. The Board said in Mobil, "we
are not giving the Union any particular rights with
respect to predisciplinary discussions which it
otherwise was not able to secure during
collective-bargaining negotiations." 196 N. L. R. B., at
1052 n. 3. The Board thus adhered to its decisions
distinguishing between disciplinary
[420 U.S.
251, 260] and investigatory interviews,
imposing a mandatory affirmative obligation to meet with
the union representative only in the case of the
disciplinary interview. Texaco, Inc., Houston Producing
Division, 168 N. L. R. B. 361 (1967); Chevron Oil Co.,
168 N. L. R. B. 574 (1967); Jacobe-Pearson Ford, Inc.,
172 N. L. R. B. 594 (1968). The employer has no duty to
bargain with the union representative at an
investigatory interview. "The representative is present
to assist the employee, and may attempt to clarify the
facts or suggest other employees who may have knowledge
of them. The employer, however, is free to insist that
he is only interested, at that time, in hearing the
employee's own account of the matter under
investigation." Brief for Petitioner 22.
III
The Board's holding is a permissible construction of
"concerted activities for . . . mutual aid or
protection" by the agency charged by Congress with
enforcement of the Act, and should have been sustained.
The action of an employee in seeking to have the
assistance of his union representative at a
confrontation with his employer clearly falls within the
literal wording of 7 that "[e]mployees shall have the
right . . . to engage in . . . concerted activities for
the purpose of . . . mutual aid or protection." Mobil
Oil Corp. v. NLRB, 482 F.2d 842, 847 (CA7 1973). This is
true even though the employee alone may have an
immediate stake in the outcome; he seeks "aid or
protection" against a perceived threat to his employment
security. The union representative whose participation
he seeks is, however, safeguarding not only the
particular employee's interest, but also the interests
of the entire bargaining unit by exercising vigilance to
make certain that the employer does not initiate or
continue a practice of imposing punishment
[420 U.S.
251, 261] unjustly.
6 The representative's presence is an assurance to
other employees in the bargaining unit that they, too,
can obtain his aid and protection if called upon to
attend a like interview. Concerted activity for mutual
aid or protection is therefore as present here as it was
held to be in NLRB v. Peter Cailler Kohler Swiss
Chocolates Co., 130 F.2d 503, 505-506 (CA2 1942), cited
with approval by this Court in Houston Contractors Assn.
v. NLRB,
386 U.S. 664, 668 -669 (1967):
"`When all the other workmen in a shop make common
cause with a fellow workman over his separate
grievance, and go out on strike in his support, they
engage in a "concerted activity" for "mutual aid or
protection," although the aggrieved workman is the
only one of them who has any immediate stake in the
outcome. The rest know that by their action each of
them assures himself, in case his turn ever comes,
of the support of the one whom they are all then
helping; and the solidarity so established is
"mutual aid" in the most literal sense, as nobody
doubts.'"
The Board's construction plainly effectuates the most
fundamental purposes of the Act. In 1, 29 U.S.C. 151,
the Act declares that it is a goal of national labor
policy to protect "the exercise by workers of full
freedom
[420 U.S. 251, 262] of association,
self-organization, and designation of representatives of
their own choosing, for the purpose of . . . mutual aid
or protection." To that end the Act is designed to
eliminate the "inequality of bargaining power between
employees . . . and employers." Ibid. Requiring a lone
employee to attend an investigatory interview which he
reasonably believes may result in the imposition of
discipline perpetuates the inequality the Act was
designed to eliminate, and bars recourse to the
safeguards the Act provided "to redress the perceived
imbalance of economic power between labor and
management." American Ship Building Co. v. NLRB,
380 U.S. 300, 316 (1965). Viewed in this light, the
Board's recognition that 7 guarantees an employee's
right to the presence of a union representative at an
investigatory interview in which the risk of discipline
reasonably inheres is within the protective ambit of the
section "`read in the light of the mischief to be
corrected and the end to be attained.'" NLRB v. Hearst
Publications, Inc.,
322 U.S. 111, 124 (1944).
The Board's construction also gives recognition to
the right when it is most useful to both employee and
employer. 7 A single
employee confronted by an employer
[420 U.S.
251, 263] investigating whether certain
conduct deserves discipline may be too fearful or
inarticulate to relate accurately the incident being
investigated, or too ignorant to raise extenuating
factors. A knowledgeable union representative could
assist the employer by eliciting favorable facts, and
save the employer production time by getting to the
bottom of the incident occasioning the interview.
Certainly his presence need not transform the interview
into an adversary contest. Respondent suggests
nonetheless that union representation at this stage is
unnecessary because a decision as to employee
culpability or disciplinary action can be corrected
after the decision to impose discipline has become
final. In other words, respondent would defer
representation until the filing of a formal grievance
challenging the employer's determination of guilt after
the employee has been discharged or otherwise
disciplined. 8 At that
point, however, it becomes increasingly difficult for
the employee to vindicate himself, and the
[420 U.S.
251, 264] value of representation is
correspondingly diminished. The employer may then be
more concerned with justifying his actions than
re-examining them.
IV
The Court of Appeals rejected the Board's
construction as foreclosed by that court's decision four
years earlier in Texaco, Inc., Houston Producing
Division v. NLRB, 408 F.2d 142 (1969), and by "a long
line of Board decisions, each of which indicates -
either directly or indirectly - that no union
representative need be present" at an investigatory
interview. 485 F.2d, at 1137.
The Board distinguishes Texaco as presenting not the
question whether the refusal to allow the employee to
have his union representative present constituted a
violation of 8 (a) (1) but rather the question whether 8
(a) (5) precluded the employer from refusing to deal
with the union. We need not determine whether Texaco is
distinguishable. Insofar as the Court of Appeals there
held that an employer does not violate 8 (a) (1) if he
denies an employee's request for union representation at
an investigatory interview, and requires him to attend
the interview alone, our decision today reversing the
Court of Appeals' judgment based upon Texaco supersedes
that holding.
In respect of its own precedents, the Board asserts
that even though some "may be read as reaching a
contrary conclusion," they should not be treated as
impairing the validity of the Board's construction,
because "[t]hese decisions do not reflect a considered
analysis of the issue." Brief for Petitioner 25.
9 In that circumstance, and
in the
[420 U.S. 251, 265] light of significant
developments in industrial life believed by the Board to
have warranted a reappraisal of the question,
10 the Board argues that
the case is one where "[t]he nature of the problem, as
revealed by unfolding variant situations, inevitably
involves an evolutionary process for its rational
response, not a quick, definitive formula as a
comprehensive answer. And so, it is not surprising that
the Board has more or less felt its way . . . and has
modified and reformed its standards on the basis of
accumulating experience." Electrical Workers v. NLRB,
366 U.S. 667, 674 (1961).
We agree that its earlier precedents do not impair
the validity of the Board's construction. That
construction in no wise exceeds the reach of 7, but
falls well within the scope of the rights created by
that section. The use by an administrative agency of the
evolutional approach is particularly fitting. To hold
that the Board's earlier decisions froze the development
of this important aspect
[420 U.S. 251, 266] of the
national labor law would misconceive the nature of
administrative decisionmaking. "`Cumulative experience'
begets understanding and insight by which judgments . .
. are validated or qualified or invalidated. The
constant process of trial and error, on a wider and
fuller scale than a single adversary litigation permits,
differentiates perhaps more than anything else the
administrative from the judicial process." NLRB v.
Seven-Up Co.,
344 U.S. 344, 349 (1953).
The responsibility to adapt the Act to changing
patterns of industrial life is entrusted to the Board.
The Court of Appeals impermissibly encroached upon the
Board's function in determining for itself that an
employee has no "need" for union assistance at an
investigatory interview. "While a basic purpose of
section 7 is to allow employees to engage in concerted
activities for their mutual aid and protection, such a
need does not arise at an investigatory interview." 485
F.2d, at 1138. It is the province of the Board, not the
courts, to determine whether or not the "need" exists in
light of changing industrial practices and the Board's
cumulative experience in dealing with labor-management
relations. For the Board has the "special function of
applying the general provisions of the Act to the
complexities of industrial life," NLRB v. Erie Resistor
Corp.,
373 U.S. 221, 236 (1963); see Republic Aviation
Corp. v. NLRB,
324 U.S. 793, 798 (1945); Phelps Dodge Corp. v.
NLRB,
313 U.S. 177, 196 -197 (1941), and its special
competence in this field is the justification for the
deference accorded its determination. American Ship
Building Co. v. NLRB,
380 U.S., at 316 . Reviewing courts are of course
not "to stand aside and rubber stamp" Board
determinations that run contrary to the language or
tenor of the Act, NLRB v. Brown,
380 U.S. 278, 291 (1965). But the Board's
construction here, while it may not be required by the
Act, is at least permissible
[420 U.S.
251, 267] under it, and insofar as the
Board's application of that meaning engages in the
"difficult and delicate responsibility" of reconciling
conflicting interests of labor and management, the
balance stuck by the Board is "subject to limited
judicial review." NLRB v. Truck Drivers,
353 U.S. 87, 96 (1957). See also NLRB v. Babcock &
Wilcox Co.,
351 U.S. 105 (1956); NLRB v. Brown, supra; Republic
Aviation Corp. v. NLRB, supra. In sum, the Board has
reached a fair and reasoned balance upon a question
within its special competence, its newly arrived at
construction of 7 does not exceed the reach of that
section, and the Board has adequately explicated the
basis of its interpretation.
The statutory right confirmed today is in full
harmony with actual industrial practice. Many important
collective-bargaining agreements have provisions that
accord employees rights of union representation at
investigatory interviews. 11
Even where such a right is not explicitly provided
in the agreement a "well-established current of arbitral
authority" sustains the right of union representation at
investigatory interviews which the employee reasonably
believes may result in disciplinary action against him.
Chevron Chemical Co., 60 Lab. Arb. 1066, 1071 (1973).
12
[420 U.S.
251, 268]
The judgment is reversed and the case is remanded
with direction to enter a judgment enforcing the Board's
order.
Footnotes
[ Footnote 1 ] Section 8 (a)
(1), 29 U.S.C. 158 (a) (1), provides that it is an
unfair labor practice for an employer "to interfere
with, restrain, or coerce employees in the exercise of
the rights guaranteed in section 157 of this title."
[ Footnote 2 ] Section 7,
29 U.S.C. 157, provides:
"Employees shall have the right to
self-organization, to form, join, or assist labor
organizations, to bargain collectively through
representatives of their own choosing, and to engage
in other concerted activities for the purpose of
collective bargaining or other mutual aid or
protection, and shall also have the right to refrain
from any or all of such activities except to the
extent that such right may be
[420
U.S. 251, 253] affected by an agreement
requiring membership in a labor organization as a
condition of employment as authorized in section 158
(a) (3) of this title."
[ Footnote 3 ] Accord:
NLRB v. Quality Mfg. Co., 481 F.2d 1018 (CA4 1973),
rev'd, Garment Workers v. Quality Mfg. Co., post, p.
276; Mobil Oil Corp. v. NLRB, 482 F.2d 842 (CA7 1973).
The issue is a recurring one. In addition to this case
and Garment Workers v. Quality Mfg. Co., post, p. 276,
see Western Electric Co., 205 N. L. R. B. 46 (1973); New
York Telephone Co., 203 N. L. R. B. 180 (1973); National
Can Corp., 200 N. L. R. B. 1116 (1972); Western Electric
Co., 198 N. L. R. B. 82 (1972); Mobil Oil Corp., 196 N.
L. R. B. 1052 (1972), enforcement denied, 482 F.2d 842
(CA7 1973); Lafayette Radio Electronics, 194 N. L. R. B.
491 (1971); Illinois Bell Telephone Co., 192 N. L. R. B.
834 (1971); United Aircraft Corp., 179 N. L. R. B. 935
(1969), aff'd on another ground, 440 F.2d 85 (CA2 1971);
Texaco, Inc., Los Angeles Terminal, 179 N. L. R. B. 976
(1969); Wald Mfg. Co., 176 N. L. R. B. 839 (1969), aff'd
on other grounds, 426 F.2d 1328 (CA6 1970); Dayton
Typographic Service, Inc., 176 N. L. R. B. 357 (1969);
Jacobe-Pearson Ford, Inc., 172 N. L. R. B. 594 (1968);
Chevron Oil Co., 168 N. L. R. B. 574 (1967); Texaco,
Inc., Houston Producing Division, 168 N. L. R. B. 361
(1967), enforcement denied, 408 F.2d 142 (CA5 1969);
Electric Motors & Specialties, Inc., 149 N. L. R. B.
1432 (1964); Dobbs Houses, Inc., 145 N. L. R. B. 1565
(1964); Ross Gear & Tool Co., 63 N. L. R. B. 1012
(1945), enforcement denied, 158 F.2d 607 (CA7 1947). See
generally Brodie, Union Representation and the
Disciplinary Interview, 15 B. C. Ind. & Com. L. Rev. 1
(1973); Comment, Union Presence in Disciplinary
Meetings, 41 U. Chi. L. Rev. 329 (1974).
[ Footnote 4 ] The
charges also alleged that respondent had violated 8 (a)
(5) by unilaterally changing a condition of employment
when, the day after the interview, respondent ordered
discontinuance of the free lunch practice. Because
respondent's action was an arbitrable grievance under
the collective-bargaining agreement, the Board, pursuant
to the deferral-to-arbitration policy adopted in Collyer
Insulated Wire, 192 N. L. R. B. 837 (1971), "dismissed"
the 8 (a) (5) allegation. No issue involving that action
is before us.
[ Footnote 5 ] The Board
stated in Quality: "`Reasonable ground' will of course
be measured, as here, by objective standards under all
the circumstances of the case." 195 N. L. R. B. 197, 198
n. 3. In NLRB v. Gissel Packing Co.,
395 U.S. 575, 608 (1969), the Court announced that
it would "reject any rule that requires a probe of an
employee's subjective motivations as involving an
endless and unreliable inquiry," and we reaffirm that
view today as applicable also in the context of this
case. Reasonableness, as a standard, is prescribed in
several places in the Act itself. For example, an
employer is not relieved of responsibility for
discrimination against an employee
[420 U.S.
251, 258] "if he has reasonable grounds for
believing" that certain facts exist, 8 (a) (3) (A), (B),
29 U.S.C. 158 (a) (3) (A), (B); also, preliminary
injunctive relief against certain conduct must be sought
if "the officer or regional attorney to whom the matter
may be referred has reasonable cause to believe" such
charge is true, 10 (l), 29 U.S.C. 160 (l). See also
Congoleum Industries, Inc., 197 N. L. R. B. 534 (1972);
Cumberland Shoe Corp., 144 N. L. R. B. 1268 (1963),
enforced, 351 F.2d 917 (CA6 1965).
The key objective fact in this case is that the only
exception to the requirement in the
collective-bargaining agreement that the employer give a
warning notice prior to discharge is "if the cause of
such discharge is dishonesty." Accordingly, had
respondent been satisfied, based on its investigatory
interview, that Collins was guilty of dishonesty,
Collins could have been discharged without further
notice. That she might reasonably believe that the
interview might result in disciplinary action is thus
clear.
[ Footnote 6 ] "The
quantum of proof that the employer considers sufficient
to support disciplinary action is of concern to the
entire bargaining unit. A slow accretion of custom and
practice may come to control the handling of
disciplinary disputes. If, for example, the employer
adopts a practice of considering [a] foreman's
unsubstantiated statements sufficient to support
disciplinary action, employee protection against
unwarranted punishment is affected. The presence of a
union steward allows protection of this interest by the
bargaining representative." Comment, Union Presence in
Disciplinary Meetings, 41 U. Chi. L. Rev. 329, 338
(1974).
[ Footnote 7 ] See, e.
g., Independent Lock Co., 30 Lab. Arb. 744, 746 (1958):
"[Participation by the union representative] might
reasonably be designed to clarify the issues at this
first stage of the existence of a question, to bring
out the facts and the policies concerned at this
stage, to give assistance to employees who may lack
the ability to express themselves in their cases,
and who, when their livelihood is at stake, might in
fact need the more experienced kind of counsel which
their union steward might represent. The foreman,
himself, may benefit from the presence of the
steward by seeing the issue, the problem, the
implications of the facts, and the collective
bargaining clause in question more clearly. Indeed,
good faith discussion at this level may solve many
problems, and prevent needless hard feelings from
arising . . . . [It] can be advantageous to both
parties if they both act in good faith and seek to
discuss the question at
[420
U.S. 251, 263] this stage with as much
intelligence as they are capable of bringing to bear
on the problem."
See also Caterpillar Tractor Co., 44 Lab. Arb. 647, 651
(1965):
"The procedure . . . contemplates that the steward
will exercise his responsibility and authority to
discourage grievances where the action on the part
of management appears to be justified. Similarly,
there exists the responsibility upon management to
withhold disciplinary action, or other decisions
affecting the employees, where it can be
demonstrated at the outset that such action is
unwarranted. The presence of the union steward is
regarded as a factor conducive to the avoidance of
formal grievances through the medium of discussion
and persuasion conducted at the threshold of an
impending grievance. It is entirely logical that the
steward will employ his office in appropriate cases
so as to limit formal grievances to those which
involve differences of substantial merit. Whether
this objective is accomplished will depend on the
good faith of the parties, and whether they are
amenable to reason and persuasion."
[ Footnote 8 ] 1 CCH Lab.
L. Rep., Union Contracts, Arbitration 59,520, pp.
84,988-84,989.
[ Footnote 9 ] The
precedents cited by the Court of Appeals are: Illinois
Bell Telephone Co., 192 N. L. R. B. 834 (1971); Texaco,
Inc., Los Angeles Terminal, 179 N. L. R. B. 976 (1969);
Wald Mfg. Co., 176 N. L. R. B. 839 (1969), aff'd, 426
F.2d 1328 (CA6 1970); Dayton
[420 U.S.
251, 265] Typographic Service, Inc., 176 N.
L. R. B. 357 (1969); Jacobe-Pearson Ford, Inc., 172 N.
L. R. B. 594 (1968); Chevron Oil Co., 168 N. L. R. B.
574 (1967); Dobbs Houses Inc., 145 N. L. R. B. 1565
(1964). See also NLRB v. Ross Gear & Tool Co., 158 F.2d
607 (CA7 1947).
[ Footnote 10 ] "There
has been a recent growth in the use of sophisticated
techniques - such as closed circuit television,
undercover security agents, and lie detectors - to
monitor and investigate the employees' conduct at their
place of work. See, e. g., Warwick Electronics, Inc., 46
L. A. 95, 97-98 (1966); Bowman Transportation, Inc., 56
L. A. 283, 286-292 (1972); FMC Corp., 46 L. A. 335,
336-338 (1966). These techniques increase not only the
employees' feelings of apprehension, but also their need
for experienced assistance in dealing with them. Thus,
often, as here and in Mobil, supra, an investigative
interview is conducted by security specialists; the
employee does not confront a supervisor who is known or
familiar to him, but a stranger trained in interrogation
techniques. These developments in industrial life
warrant a concomitant reappraisal by the Board of their
impact on statutory rights. Cf. Boys Markets, Inc. v.
Retail Clerks, Local 770,
398 U.S. 235, 250 ." Brief for Petitioner 27 n. 22.
[ Footnote 11 ] 1 BNA
Collective Bargaining Negotiations and Contracts 21:22
(General Motors Corp. and Auto Workers, 76a); 27:6
(Goodyear Tire & Rubber Co. and Rubber Workers, Art. V
(5)); 29:15-29:16 (United States Steel Corp. and United
Steelworkers, 8 B [8.4] and [8.7]). See, e. g., the
Bethlehem Steel Corp. and United Steel-workers Agreement
of 1971, Art. XI, 4 (d), which provided:
"Any Employee who is summoned to meet in an enclosed
office with a supervisor for the purpose of
discussing possible disciplinary action shall be
entitled to be accompanied by the Assistant
Grievance Committeeman designated for the area if he
requests such representation, provided such
representative is available during the shift."
[ Footnote 12 ] See
also Universal Oil Products Co., 60 Lab. Arb. 832, 834
(1973):
"[A]n employee is entitled to the presence of a
Committeeman at
[420 U.S. 251, 268] an
investigatory interview if he requests one and if
the employee has reasonable grounds to fear that the
interview may be used to support disciplinary action
against him." Allied Paper Co., 53 Lab. Arb. 226
(1969); Thrifty Drug Stores Co., Inc., 50 Lab. Arb.
1253, 1262 (1968); Waste King Universal Products
Co., 46 Lab. Arb. 283, 286 (1966); Dallas Morning
News, 40 Lab. Arb. 619, 623-624 (1963); The Arcrods
Co., 39 Lab. Arb. 784, 788-789 (1962); Valley Iron
Works, 33 Lab. Arb. 769, 771 (1960); Schlitz Brewing
Co., 33 Lab. Arb. 57, 60 (1959); Singer Mfg. Co., 28
Lab. Arb. 570 (1957); Braniff Airways, Inc., 27 Lab.
Arb. 892 (1957); John Lucas & Co., 19 Lab. Arb. 344,
346-347 (1952). Contra, e. g., E. I. duPont de
Nemours & Co., 29 Lab. Arb. 646, 652 (1957); United
Air Lines, Inc., 28 Lab. Arb. 179, 180 (1956).
MR. CHIEF JUSTICE BURGER, dissenting.
*
Today the Court states that, in positing a new 7
right for employees, the "Board has adequately
explicated the basis of its interpretation." Ante, at
267. I agree that the Board has the power to change its
position, but since today's cases represent a major
change in policy and a departure from Board decisions
spanning almost 30 years the change ought to be
justified by a reasoned Board opinion. The brief but
spectacular evolution of the right, once recognized,
illustrates the problem. In Quality Mfg. Co., 195 N. L.
R. B. 197, 198 (1972), the Board distinguished its prior
cases on the ground, inter alia, that "none of those
cases presented a situation where an employee or his
representative had been disciplined or discharged for
requesting, or insisting on, union representation in the
course of an interview." Yet, soon afterwards
[420 U.S.
251, 269] the Board extended the right
without explanation to situations where no discipline or
discharge resulted. Mobil Oil Corp., 196 N. L. R. B.
1052 (1972); J. Weingarten Inc., 202 N. L. R. B. 446
(1973).
The tortured history and inconsistency of the Board's
efforts in this difficult area suggest the need for an
explanation by the Board of why the new rule was
adopted. However, a much more basic policy demands that
the Board explain its new construction. The integrity of
the administrative process requires that "[w]hen the
Board so exercises the discretion given to it by
Congress, it must `disclose the basis of its order' and
`give clear indication that it has exercised the
discretion with which Congress has empowered it.' Phelps
Dodge Corp. v. Labor Board,
313 U.S. 177, 197 ." NLRB v. Metropolitan Ins. Co.,
380 U.S. 438, 443 (1965). Here, there may be very
good reasons for adopting the new rule, and the Court
suggests some. See ante, at 260-261; 262-264; 265 n. 10.
But these reasons are not to be found in the Board's
cases. In Metropolitan Ins. Co., supra, at 444, we made
it clear that "`courts may not accept appellate
counsel's post hoc rationalizations for agency action.'"
The Court today gives lip service to the rule that
courts are not "`to stand aside and rubber stamp'" Board
determinations. Ante, at 266.
I would therefore remand the cases to the Court of
Appeals with directions to remand to the Board so that
it may enlighten us as to the reasons for this marked
change in policy rather than leave with this Court the
burden of justifying the change for reasons which we
arrive at by inference and surmise.
[ Footnote * ] [This
opinion applies also to No. 73-765, International
Ladies' Garment Workers' Union, Upper South Department.
AFL-CIO v. Quality Manufacturing Co. et al., post, p.
276.]
MR. JUSTICE POWELL, with whom MR. JUSTICE STEWART
joins, dissenting.
Section 7 of the National Labor Relations Act, as
amended, 61 Stat. 140, 29 U.S.C. 157, guarantees to
[420 U.S.
251, 270] employees the right to "engage in
. . . concerted activities for the purpose of collective
bargaining or other mutual aid or protection." The Court
today construes that right to include union
representation or the presence of another employee
1 at any interview the
employee reasonably fears might result in disciplinary
action. In my view, such an interview is not concerted
activity within the intendment of the Act. An employee's
right to have a union representative or another employee
present at an investigatory interview is a matter that
Congress left to the free and flexible exchange of the
bargaining process.
The majority opinion acknowledges that the NLRB has
only recently discovered the right to union
representation in employer interviews. In fact, as late
as 1964 - after almost 30 years of experience with 7 -
the Board flatly rejected an employee's claim that she
was entitled to union representation in a "discharge
conversation" with the general manager, who later
admitted that he had already decided to fire her. The
Board adopted the Trial Examiner's analysis:
"I fail to perceive anything in the Act which
obliges an employer to permit the presence of a
representative of the bargaining agent in every
situation where an employer is compelled to admonish
or to otherwise take disciplinary action against an
employee, particularly in those situations where the
employee's conduct is unrelated to any legitimate
union or concerted activity. An employer undoubtedly
has the right to maintain day-to-day discipline in
the plant or on the working premises and it seems
[420
U.S. 251, 271] to me that only
exceptional circumstances should warrant any
interference with this right." Dobbs Houses, Inc.,
145 N. L. R. B. 1565, 1571 (1964).
2
The convoluted course of litigation from Dobbs Houses to
Quality Mfg. hardly suggests that the Board's change of
heart resulted from a logical "evolutional approach."
Ante, at 265. The Board initially retreated from Dobbs
Houses, deciding that it only applied to "investigatory"
interviews and holding that if the employer already had
decided on discipline the union had a 8 (a) (5) right to
attend the interview. Texaco, Inc., Houston Producing
Division, 168 N. L. R. B. 361 (1967), enforcement
denied, 408 F.2d 142 (CA5 1969). It reasoned that
employee discipline sufficiently affects a "term or
condition of employment" to implicate the employer's
obligation to consult with the employee's bargaining
representative, and that direct dealing with an employee
on an issue of discipline violated 8 (a) (5).
3 For several years, the
Board adhered to its distinction between "investigative"
and "disciplinary" interviews, dismissing claims under
both [420
U.S. 251, 272] 8 (a) (1) and 8 (a) (5) in
the absence of evidence that the employer had decided to
discipline the employee. 4
Quality Mfg. Co. was the first case in which the
Board perceived any greater content in 7. It did so, not
by relying on "significant developments in industrial
life," ante, at 265, but by stating simply that in none
of the earlier cases had a worker been fired for
insisting on union representation. The Board also
asserted, for the first time, that its earlier decisions
had disposed of only the union's right to bargain with
the employer over the discipline to be imposed, and had
not dealt with the employee's right under 7 to insist on
union presence at meetings that he reasonably fears
would lead to disciplinary action. 195 N. L. R. B. 197,
198. Even this distinction was abandoned some four
months later in Mobil Oil Corp., 196 N. L. R. B. 1052
(1972), enforcement denied, 482 F.2d 842 (CA7 1973).
There the Board followed Quality Mfg., even though the
employees in Mobil Oil had not been fired for insisting
on union representation and their only claim was that
the employer had excluded the union from an
investigatory interview. Thus, the Board has turned its
back on Dobbs Houses and now finds a 7 right to insist
on union presence in the absence of any evidence that
the employer has decided to embark on a course of
discipline.
Congress' goal in enacting federal labor legislation
was to create a framework within which labor and
management
[420 U.S. 251, 273] can
establish the mutual rights and obligations that govern
the employment relationship. "The theory of the Act is
that free opportunity for negotiation with accredited
representatives of employees is likely to promote
industrial peace and may bring about the adjustments and
agreements which the Act in itself does not attempt to
compel." NLRB v. Jones & Laughlin Steel Corp.,
301 U.S. 1, 45 (1937). The National Labor Relations
Act only creates the structure for the parties' exercise
of their respective economic strengths; it leaves
definition of the precise contours of the employment
relationship to the collective-bargaining process. See
Porter Co. v. NLRB,
397 U.S. 99, 108 (1970); NLRB v. American National
Insurance Co.,
343 U.S. 395, 402 (1952).
As the Court noted in Emporium Capwell Co. v. Western
Addition Community Organization, 7 guarantees employees'
basic rights of industrial self-organization, rights
which are for the most part "collective rights . . . to
act in concert with one's fellow employees, [which] are
protected, not for their own sake, but as an instrument
of the national labor policy of minimizing industrial
strife `by encouraging the practice and procedure of
collective bargaining.'" Ante, at 62. Section 7 protects
those rights that are essential to employee
self-organization and to the exercise of economic
weapons to exact concessions from management and demand
a voice in defining the terms of the employment
relationship. 5 It does
not define those terms itself.
The power to discipline or discharge employees has
been recognized uniformly as one of the elemental
prerogatives of management. Absent specific limitations
[420 U.S.
251, 274] imposed by statute
6 or through the process
of collective bargaining, 7
management remains free to discharge employees at
will. See Steelworkers v. Warrior & Gulf Co.,
363 U.S. 574, 583 (1960). An employer's need to
consider and undertake disciplinary action will arise in
a wide variety of unpredictable situations. The
appropriate disciplinary response also will vary
significantly, depending on the nature and severity of
the employee's conduct. Likewise, the nature and amount
of information required for determining the
appropriateness of disciplinary action may vary with the
severity of the possible sanction and the complexity of
the problem. And in some instances, the employer's
legitimate need to maintain discipline and security may
require an immediate response.
This variety and complexity necessarily call for
flexible and creative adjustment. As the Court
recognizes, ante, at 267, the question of union
participation in investigatory
[420 U.S.
251, 275] interviews is a standard topic of
collective bargaining. 8
Many agreements incorporate provisions that grant and
define such rights, and arbitration decisions
increasingly have begun to recognize them as well.
Rather than vindicate the Board's interpretation of 7,
however, these developments suggest to me that union
representation at investigatory interviews is a matter
that Congress left to the bargaining process. Even after
affording appropriate deference to the Board's
meandering interpretation of the Act, I conclude that
the right announced today is not among those that
Congress intended to protect in 7. The type of
personalized interview with which we are here concerned
is simply not "concerted activity" within the meaning of
the Act.
[ Footnote 1 ] While
the Court speaks only of the right to insist on the
presence of a union representative, it must be assumed
that the 7 right today recognized, affording employees
the right to act "in concert" in employer interviews,
also exists in the absence of a recognized union. Cf.
NLRB v. Washington Aluminum Co.,
370 U.S. 9 (1962).
[ Footnote 2 ] In one
earlier case the Board had found a 8 (a) (1) violation
in the employer's refusal to admit a union
representative to an interview. Ross Gear & Tool Co., 63
N. L. R. B. 1012, 1033-1034 (1945), enforcement denied,
158 F.2d 607, 611-614 (CA7 1947). In that case, however,
the Board found that the employee, a union committee
member, was called in to discuss a pending union issue.
The Board found that discharging her for insisting on
the presence of the entire committee was a
discriminatory discharge under 8 (a) (1). The opinion in
Dobbs Houses distinguished Ross Gear on the ground that
the matter under investigation was protected union
activity. 145 N. L. R. B., at 1571.
[ Footnote 3 ] The
Board has not been called upon to pursue its 8 (a) (5)
theory to its logical conclusion. Its determination that
all disciplinary decisions are matters that invoke the
employer's mandatory duty to bargain would seem to
suggest that, absent some qualification of the duty
contained in the collective-bargaining agreement,
federal law will now be read to require that the
employer bargain
[420 U.S. 251, 272] to
impasse before initiating unilateral action on
disciplinary matters. It is difficult to believe that
Congress intended such a radical restriction of the
employer's power to discipline employees. See
Fibre-board Corp. v. NLRB,
379 U.S. 203, 217 , 218, 223 (1964) (STEWART, J.,
concurring).
[ Footnote 4 ]
Lafayette Radio Electronics, 194 N. L. R. B. 491 (1971);
Illinois Bell Telephone Co., 192 N. L. R. B. 834 (1971);
Texaco, Inc., Los Angeles Terminal, 179 N. L. R. B. 976
(1969); Jacobe-Pearson Ford, Inc., 172 N. L. R. B. 594
(1968); Chevron Oil Co., 168 N. L. R. B. 574 (1967).
[ Footnote 5 ] By
contrast, the employee's 7 right announced today may
prove to be of limited value to the employee or to the
stabilization of labor relations generally. The Court
appears to adopt the Board's view that investigatory
interviews are not bargaining sessions and
[420 U.S.
251, 274] that the employer legitimately
can insist on hearing only the employee's version of the
facts. Absent employer invitation, it would appear that
the employee's 7 right does not encompass the right to
insist on the participation of the person he brings with
him to the investigatory meeting. The new right thus
appears restricted to the privilege to insist on the
mute and inactive presence of a fellow employee or a
union representative; a witness to the interview,
perhaps.
[ Footnote 6 ] Section
8 (a) (1) forbids employers to take disciplinary actions
that "interfere with, restrain, or coerce" the
employee's exercise of 7 rights. Other federal statutes
also limit in certain respects the employer's basic
power to discipline and discharge employees. See, e. g.,
706 of the Civil Rights Act of 1964, 78 Stat. 259, 42
U.S.C. 2000e-5; Age Discrimination in Employment Act of
1967, 81 Stat. 602, 29 U.S.C. 623.
[ Footnote 7 ] The
Board and the courts have recognized that union demands
for provisions limiting the employer's power to
discharge can be the subject of mandatory bargaining.
See Fibreboard Corp. v. NLRB,
379 U.S., at 217 , 221-223 (STEWART, J.,
concurring).
[ Footnote 8 ] The
history of a similar case, Mobil Oil, 196 N. L. R. B.
1052 (1972), enforcement denied, 482 F.2d 842 (CA7
1973), illustrates how the Board has substituted its
judgment for that of the collective-bargaining process.
During negotiations leading to the establishment of a
collective-bargaining agreement in that case, the union
advanced a demand that existing provisions governing
suspension and discharge be amended to provide for
company-union discussions prior to disciplinary action.
The employer refused to accede to that demand and
ultimately prevailed, only to find his efforts at the
bargaining table voided by the Board's interpretation of
the statute.
Chairman Miller subsequently suggested that the union
can waive the employee's 7 right to the presence of a
union representative. See Western Electric Co., 198 N.
L. R. B. 82 (1972). The Court today provides no
indication whether such waivers in the
collective-bargaining process are permissible. Cf. NLRB
v. Magnavox Co.,
415 U.S. 322 (1974).
[420 U.S. 251, 276] |